P3 Asset Management, Llc
- Regulatory AUM
- $40.3M
- Discretionary
- $40.3M
- Clients
- 1
- Avg AUM / client
- $40.3M
- Accounts
- 8
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $40.3M | 100.0% |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ryan Christopher Finnigan | Owner | May 2014 (12y) | ≈ 7.5% – 25% via Kcsl Ventures Llc | |
| Craig Douglas Johnsen | Chief Compliance Officer | Jul 2014 (12y) | ≈ 7.5% – 25% via Dkj Ventures Llc | |
| Ruben Rene Ramirez | President And Co Manager | Jun 2023 (3y) | 50% – 75% | |
| Smith, Edward, Donald | Co Manager | Dec 2023 (3y) | 10% – 25% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Kcsl Ventures Llc | Owner | Dec 2023 | A | 10% – 25% |
| Dkj Ventures Llc | Owner | Dec 2023 | A | 10% – 25% |
| Sound Wealth Partners | Co Manager | Jun 2023 | A | Less than 5% |
| Dkj Ventures Llc | Owner | Sep 2016 | B | ≈ 0% – 3.75% via Sound Wealth Partners |
| Kcsl Ventures Llc | Owner | Sep 2016 | B | ≈ 0% – 3.75% via Sound Wealth Partners |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Ryan Christopher Finnigan: 75% – 100% of Kcsl Ventures Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Craig Douglas Johnsen: 75% – 100% of Dkj Ventures Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Dkj Ventures Llc: 50% – 75% of Sound Wealth Partners × 0% – 5% direct ≈ 0% – 3.75% of the firm
- Kcsl Ventures Llc: 50% – 75% of Sound Wealth Partners × 0% – 5% direct ≈ 0% – 3.75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/29/2026 | 984 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 29, 2026.
View current Form ADV (SEC/IAPD) ↗