Richmond Investment Services Llc
- Regulatory AUM
- $453M
- Discretionary
- $453M
- Clients
- 890
- Avg AUM / client
- $509K
- Accounts
- 1,438
- Employees
- 14
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 484 | $108M | 23.8% |
| High net worth individuals | 393 | $338M | 74.5% |
| Pension and profit sharing plans | 2 | $3.0M | 0.66% |
| Charitable organizations | 7 | $4.3M | 0.95% |
| Corporations and other businesses | 4 | $271K | 0.06% |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew Riley Richmond | Principal/Ceo/Cco | Sep 2006 (20y) | 75% or more | |
| Christopher Allen Becker | Registered representative | CFP | May 2024 (2y) | |
| Courtney M Krogstad | Registered representative | CFP | May 2024 (2y) | |
| Gregg Alan Shaffer | Registered representative | May 2024 (2y) | ||
| Kelley Ann Donovan | Registered representative | May 2024 (2y) | ||
| Joshua Edward Boris | Registered representative | CFP | Jun 2024 (2y) | |
| Peggy Ellen Boris | Registered representative | Jun 2024 (2y) | ||
| William Ryan Gray | Registered representative | CFP | Jun 2024 (2y) | |
| Marcus John Mrugala | Registered representative | Jul 2024 (2y) | ||
| Brittany L Loeffelholz | Registered representative | CFP | Aug 2025 (1y) | |
| Alexander Sidney Albert | Registered representative | Sep 2025 (1y) | ||
| Mark Benjamin Konrardy | Registered representative | Sep 2025 (1y) | ||
| Alexander James Mirsberger | Registered representative | Mar 2026 (0y) | ||
| Brooke Nicole Gassman | Registered representative | Apr 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/29/2026 | 952 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- LPL Financial $453M (100% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 29, 2026.
View current Form ADV (SEC/IAPD) ↗