AUMdb
GL

Global Listing Accelerator Securities Limited

SEC-registered Broker-Dealer (Dually Registered) · Boutique (under $100M) CRD 327603 · SEC file 801-128620 · New York, NY
☆ Save with Pro ADV data as of Mar 03, 2026
Regulatory AUM
$27.0M
Discretionary
$11.0M
Clients
5
Avg AUM / client
$5.4M
Accounts
5
Employees
6

AUM over time

$26.0M $28.0M
Jul 24, 2023 Mar 3, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 03, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 2 $11.0M 40.7%
Corporations and other businesses 3 $16.0M 59.3%

People (1)

NameRole / titleCredentialsWith firm sinceOwnership
Gao, Lei Cco Apr 2023 (3y) 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/03/2026 855 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Commissions

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Educational seminars/workshops

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 03, 2026.

View current Form ADV (SEC/IAPD) ↗