Caz Investments Registered Adviser Llc
- Regulatory AUM
- $541M
- Discretionary
- $541M
- Clients
- 1
- Avg AUM / client
- $541M
- Accounts
- 1
- Employees
- 83
AUM over time
Annual snapshots from Form ADV filings · as of Mar 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $541M | 100.0% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christopher Alan Zook | Owner | Feb 1998 (29y) | ≈ 7.03% – 37.5% via Yahweh Holdings Ltd | |
| Zook, Lisa, Labrant | Owner | Feb 1998 (29y) | ≈ 7.03% – 37.5% via Yahweh Holdings Ltd | |
| Massey, Isaiah, Luke | Chief Financial Officer | Jun 2023 (3y) | Less than 5% | |
| Long, Justin, Tyler | Chief Compliance Officer | Feb 2024 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Caz Investments L.P. | Member | Jun 2023 | A | 75% or more |
| Caz Investments 2021 Lp | Limited Partner | May 2021 | B | ≈ 56.25% – 100% via Caz Investments L.P. |
| Yahweh Holdings Ltd | Limited Partner | May 2021 | B | ≈ 14.06% – 50% via Caz Investments 2021 Lp |
| Caz Investments Management Llc | General Partner | Aug 2001 | B | GP / trustee / elected manager of Caz Investments L.P. (indirect) |
| Caz Investments 2021 Gp Llc | General Partner | May 2021 | B | GP / trustee / elected manager of Caz Investments 2021 Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Christopher Alan Zook: 50% – 75% of Yahweh Holdings Ltd × 25% – 50% of Caz Investments 2021 Lp × 75% – 100% of Caz Investments L.P. × 75% – 100% direct ≈ 7.03% – 37.5% of the firm
- Zook, Lisa, Labrant: 50% – 75% of Yahweh Holdings Ltd × 25% – 50% of Caz Investments 2021 Lp × 75% – 100% of Caz Investments L.P. × 75% – 100% direct ≈ 7.03% – 37.5% of the firm
- Caz Investments 2021 Lp: 75% – 100% of Caz Investments L.P. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Yahweh Holdings Ltd: 25% – 50% of Caz Investments 2021 Lp × 75% – 100% of Caz Investments L.P. × 75% – 100% direct ≈ 14.06% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 2.6 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.
View current Form ADV (SEC/IAPD) ↗