RH
Rock Harbor Capital Llc
State-registered
Investment Adviser
CRD 327728
· Birmingham, MI
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ADV data as of Aug 17, 2026
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- —
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 5
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Charles H Proctor | Registered representative | Jan 2024 (3y) | ||
| Thomas M Daniel | Registered representative | Mar 2024 (2y) | ||
| Alexander Mcleod Pinter | Registered representative | Jun 2025 (1y) | ||
| Zachary Kozlowski | Registered representative | Jun 2025 (1y) | ||
| Scott Matthew Lindsay | Registered representative | Dec 2025 (1y) | ||
| Brock Caufield | Registered representative | Mar 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/09/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Fixed fees
Services
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 17, 2026.
View current Form ADV (SEC/IAPD) ↗