Index Technologies Group Llc
SEC-registered
Endowment & Foundation Advisor · Small ($100M–$1B)
CRD 327771
· SEC file 801-128809
· New York, NY
· www.linkedin.com
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ADV data as of Apr 27, 2026
- Regulatory AUM
- $178M
- Discretionary
- $178M
- Clients
- 40
- Avg AUM / client
- $4.5M
- Accounts
- 171
- Employees
- 7
AUM over time
$0
$183M
Aug 30, 2023
Apr 27, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 10 | $3.4M | 1.9% |
| High net worth individuals | 22 | $26.6M | 14.9% |
| Charitable organizations | 8 | $148M | 82.8% |
| Other investment advisers | Fewer than 5 clients | $698K | 0.39% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jon A Du Prau | Managing Director | Jul 2023 (3y) | Less than 5% | |
| Maria Cutter | Vice President/Chief Compliance Officer | Jul 2023 (3y) | Less than 5% | |
| Kenneth Byron Elliott | Registered representative | Nov 2023 (3y) | ||
| Michael Charles Lederer | Registered representative | Nov 2023 (3y) | ||
| Brett Adam Faitlowicz | Registered representative | Feb 2025 (1y) | ||
| Andrew Raymond Zoraian | Registered representative | Sep 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Index Technologies Holdings, Llc | Owner | Jan 2024 | A | 75% or more |
| Arax Midco Llc | Owner | Aug 2023 | B | ≈ 28.13% – 75% via Arax Asset Mangement, Llc |
| Arax Investment Partners, Llc | Owner | Jun 2023 | B | ≈ 21.09% – 75% via Arax Midco Llc |
| Arax Business Trust, Llc | Owner | Jan 2023 | B | ≈ 15.82% – 75% via Arax Investment Partners, Llc |
| Redbird Capital Partners Fund Iv Gen Par Llc | Owner | Jan 2023 | B | ≈ 11.87% – 75% via Arax Business Trust, Llc |
| Index Capital Partners Llc | Owner | Jan 2024 | B | ≈ 14.06% – 50% via Superdex Miv Llc |
| Foreside Investment Company | Owner | Jan 2024 | B | ≈ 10.55% – 50% via Index Capital Partners Llc |
| Arax Asset Mangement, Llc | Owner | Jan 2024 | B | ≈ 37.5% – 75% via Index Technologies Holdings, Llc |
| Superdex Miv Llc | Owner | Jan 2024 | B | ≈ 18.75% – 50% via Index Technologies Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Arax Midco Llc: 75% – 100% of Arax Asset Mangement, Llc × 50% – 75% of Index Technologies Holdings, Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Arax Investment Partners, Llc: 75% – 100% of Arax Midco Llc × 75% – 100% of Arax Asset Mangement, Llc × 50% – 75% of Index Technologies Holdings, Llc × 75% – 100% direct ≈ 21.09% – 75% of the firm
- Arax Business Trust, Llc: 75% – 100% of Arax Investment Partners, Llc × 75% – 100% of Arax Midco Llc × 75% – 100% of Arax Asset Mangement, Llc × 50% – 75% of Index Technologies Holdings, Llc × 75% – 100% direct ≈ 15.82% – 75% of the firm
- Redbird Capital Partners Fund Iv Gen Par Llc: 75% – 100% of Arax Business Trust, Llc × 75% – 100% of Arax Investment Partners, Llc × 75% – 100% of Arax Midco Llc × 75% – 100% of Arax Asset Mangement, Llc × 50% – 75% of Index Technologies Holdings, Llc × 75% – 100% direct ≈ 11.87% – 75% of the firm
- Index Capital Partners Llc: 75% – 100% of Superdex Miv Llc × 25% – 50% of Index Technologies Holdings, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Foreside Investment Company: 75% – 100% of Index Capital Partners Llc × 75% – 100% of Superdex Miv Llc × 25% – 50% of Index Technologies Holdings, Llc × 75% – 100% direct ≈ 10.55% – 50% of the firm
- Arax Asset Mangement, Llc: 50% – 75% of Index Technologies Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Superdex Miv Llc: 25% – 50% of Index Technologies Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/27/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Raymond James $176M (99% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 27, 2026.
View current Form ADV (SEC/IAPD) ↗