Stirlingshire Ria Llc
- Regulatory AUM
- $180M
- Discretionary
- $180M
- Clients
- 760
- Avg AUM / client
- $237K
- Accounts
- 1,135
- Employees
- 29
AUM over time
Annual snapshots from Form ADV filings · as of Mar 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 190 | $45.0M | 25.0% |
| High net worth individuals | 570 | $135M | 75.0% |
People (27)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Steven Mackie Woods | Managing Member, Ceo | Jun 2023 (3y) | ≈ 37.5% – 75% via Stirlingshire Investments, Inc. | |
| Marcus, Deborah, Nmn | Chief Compliance Officer | May 2024 (2y) | Less than 5% | |
| Allan Katz | Registered representative | Sep 2023 (3y) | ||
| Matthew Daniel Greene | Registered representative | Oct 2023 (3y) | ||
| Kathleen Xuan Phan | Registered representative | Nov 2023 (3y) | ||
| James Patton Webb | Registered representative | CFP | Dec 2023 (3y) | |
| Mark David Alarie | Registered representative | Feb 2024 (2y) | ||
| Douglas Dean Shaffer | Registered representative | Feb 2024 (2y) | ||
| David John Gluckle | Registered representative | Feb 2024 (2y) | ||
| Kyle Thomas Cronan | Registered representative | Mar 2024 (2y) | ||
| Eva Valentine | Registered representative | Mar 2024 (2y) | ||
| Andrew J Gersbach | Registered representative | Apr 2024 (2y) | ||
| Daniel Drahos | Registered representative | May 2024 (2y) | ||
| Jason Michael Venditti | Registered representative | Sep 2024 (2y) | ||
| Tracy Allan Schaff | Registered representative | Oct 2024 (2y) | ||
| Helen Dao | Registered representative | CFP | Nov 2024 (2y) | |
| Kevin Dennis Meyer | Registered representative | Feb 2025 (1y) | ||
| Jared Goldstine | Registered representative | May 2025 (1y) | ||
| Michael Joseph Collesano | Registered representative | May 2025 (1y) | ||
| Robert Michael Troyano | Registered representative | CFP | May 2025 (1y) | |
| David Joseph Lazzaro | Registered representative | Chartered Financial Consultant | Jun 2025 (1y) | |
| Daniel Wesley Prevett | Registered representative | Nov 2025 (1y) | ||
| Thomas Erwin Munker | Registered representative | Dec 2025 (1y) | ||
| Demetrio Joselito Munoz | Registered representative | Mar 2026 (0y) | ||
| Evan Mitchell | Registered representative | Mar 2026 (0y) | ||
| Emily Nicole Sibert | Registered representative | Apr 2026 (0y) | ||
| Randall Todd Fulks | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Stirlingshire Investments, Inc. | Member | Jun 2023 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Steven Mackie Woods: 50% – 75% of Stirlingshire Investments, Inc. × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/05/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Apex Clearing $180M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.
View current Form ADV (SEC/IAPD) ↗