AUMdb

Mavros Capital Management, Llc

SEC-registered Wealth Manager · Boutique (under $100M) CRD 327785 · SEC file 801-133954 · New York, NY · www.mavrosgroup.com
☆ Save with Pro ADV data as of Jul 14, 2026
Regulatory AUM
$32.1M
Discretionary
$32.1M
Clients
10
Avg AUM / client
$3.2M
Accounts
30
Employees
6

AUM over time

$0 $32.1M
Aug 14, 2023 Jul 14, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 14, 2026

Asset allocation (SMA assets by investment type)

as of Jul 14, 2026
Exchange-traded equities
$18.6M 58%
Cash & equivalents
$10.6M 33%
US government & agency bonds
$2.9M 9%

Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.

Who they serve

Client typeClientsAUM% of AUM
High net worth individuals 10 $32.1M 100.0%

People (1)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Isaac Richard Chief Executive Officer Oct 2023 (3y) ≈ 42.19% – 100% via Richard Capital Group, Llc

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Mavros Capital Group, Inc. Member Aug 2023 A 75% or more
Richard Capital Group, Llc Shareholder Aug 2023 B ≈ 56.25% – 100% via Mavros Capital Group, Inc.

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Isaac Richard: 75% – 100% of Richard Capital Group, Llc × 75% – 100% of Mavros Capital Group, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
  • Richard Capital Group, Llc: 75% – 100% of Mavros Capital Group, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 07/14/2026 992 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Portfolio management for individuals/small businesses
  • Selection of other advisers
  • Other services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 14, 2026.

View current Form ADV (SEC/IAPD) ↗