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Wealth Manager · Small ($100M–$1B)
CRD 327975
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ADV data as of Mar 17, 2025
- Regulatory AUM
- $129M
- Discretionary
- $83.4M
- Clients
- 80
- Avg AUM / client
- $1.6M
- Accounts
- 247
- Employees
- 3
AUM over time
$0
$129M
Aug 23, 2023
Mar 17, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 17, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 33 | $10.5M | 8.11% |
| High net worth individuals | 46 | $118M | 91.1% |
| Corporations and other businesses | 1 | $953K | 0.74% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Wells Fargo $129M (100% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2025.