Vista Investment Partners Ii, Llc
- Regulatory AUM
- $383M
- Discretionary
- $383M
- Clients
- 494
- Avg AUM / client
- $776K
- Accounts
- 1,548
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 397 | $126M | 33.0% |
| High net worth individuals | 94 | $249M | 65.1% |
| Charitable organizations | Fewer than 5 clients | $1.6M | 0.41% |
| Corporations and other businesses | 3 | $6.0M | 1.55% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Montereau, Inc. 401(k) Plan Montereau, Inc. | 2024 | |
| Robert Dietrick Co., Inc. 401(k) Profit Sharing Plan Robert Dietrick Co., Inc. | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brett Douglas Guiley | Managing Partner | CFP | Feb 2020 (7y) | 75% or more |
| Sarah Elizabeth Peacock | Manager | Feb 2020 (7y) | 5% – 10% | |
| Mason, Dennis, Richard | Cco | Sep 2023 (3y) | Less than 5% | |
| Matthew Alan Golliher | Registered representative | Nov 2023 (3y) | ||
| Stasia Ashmala Veramallay | Registered representative | Nov 2023 (3y) | ||
| Peter Kuhns Bartel | Registered representative | Jan 2024 (3y) | ||
| William R Harmon | Registered representative | CFP | Jun 2024 (2y) | |
| Jeffrey Aurand | Registered representative | Nov 2025 (1y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Montereau, Inc. 401(k) Plan | Montereau, Inc. | 299 | $5.4M | 01/01/2024 |
| Robert Dietrick Co., Inc. 401(k) Profit Sharing Plan | Robert Dietrick Co., Inc. | 137 | $6.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Educational seminars/workshops
Custody
Reported custodians
- Raymond James $355M (93% of AUM) Mar 2026
- Charles Schwab & Co. $24.7M (6% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗