AUMdb

Lampe Financial Group Llc

State-registered Wealth Manager · Boutique (under $100M) CRD 328129 · · www.lampefinancialgroup.com
☆ Save with Pro ADV data as of Apr 01, 2026
Regulatory AUM
$56.9M
Discretionary
$56.9M
Clients
46
Avg AUM / client
$1.2M
Accounts
175
Employees
1

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 24 $11.5M 20.3%
High net worth individuals 21 $44.3M 77.8%
Corporations and other businesses 1 $1.1M 1.91%

Nonprofit clients

Charities that reported this firm as a top-paid contractor (investment services) on Form 990.

Charity Location Period
Easter Seals New Jersey Inc EIN 221508591 Jamesburg, NJ 08/31/2024

People (1)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
David Jason Lampe Registered representative Oct 2023 (3y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Foundations & charities (1)

OrganizationTypeAssetsAs of
Easter Seals New Jersey Inc Public charity $58.3M 08/31/2024

From IRS Form 990 investment-management-fee disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/01/2026 1010 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.

View current Form ADV (SEC/IAPD) ↗