Nhwm Llc
- Regulatory AUM
- $203M
- Discretionary
- $203M
- Clients
- 228
- Avg AUM / client
- $892K
- Accounts
- 740
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 193 | $76.5M | 37.6% |
| High net worth individuals | 35 | $91.1M | 44.8% |
| Charitable organizations | Fewer than 5 clients | $4.4M | 2.18% |
| Corporations and other businesses | Fewer than 5 clients | $31.3M | 15.4% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph P Okaly | Owner And Cco | CFP | Jan 2023 (4y) | 75% or more |
| Pasquale Dennis Recupido | Registered representative | CFP | Dec 2023 (3y) | |
| Victoria Claire Sullivan | Registered representative | Oct 2024 (2y) | ||
| Jamie Noelle Cox | Registered representative | Jul 2025 (1y) | ||
| Robert Ralph Giarraffa | Registered representative | Jan 2026 (1y) | ||
| Tara Jean Recupido | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/08/2026 | 999 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $203M (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 10, 2026.
View current Form ADV (SEC/IAPD) ↗