Stadia Financial Llc
State-registered
Investment Adviser · Boutique (under $100M)
CRD 328171
· Kamuela, HI
· www.stadiafinancial.com
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ADV data as of Apr 01, 2025
- Regulatory AUM
- $0
- Discretionary
- $0
- Clients
- 0
- Avg AUM / client
- —
- Accounts
- 0
- Employees
- 7
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kari Westly Clark | Registered representative | Jan 2024 (3y) | ||
| David Ahn | Registered representative | CFP | Jan 2024 (3y) | |
| Stacy L Sheetz | Registered representative | Dec 2024 (2y) | ||
| Brett Patrick Kennelly | Registered representative | Jan 2025 (2y) | ||
| Beata Hualan Tou | Registered representative | May 2025 (1y) | ||
| Jo Ann A Fujii | Registered representative | May 2025 (1y) | ||
| John Shepherd | Registered representative | Aug 2025 (1y) | ||
| Ken Steria | Registered representative | CFP | Nov 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2025 | 1.32 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2025.
View current Form ADV (SEC/IAPD) ↗