Curio Wealth, Llc
- Regulatory AUM
- $461M
- Discretionary
- $461M
- Clients
- 354
- Avg AUM / client
- $1.3M
- Accounts
- 356
- Employees
- 13
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 304 | $208M | 45.2% |
| High net worth individuals | 50 | $247M | 53.6% |
| Pension and profit sharing plans | Fewer than 5 clients | $5.5M | 1.19% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Alliance Executive Search, Llc 401(k) Profit Sharing Plan Alliance Executive Search, Llc | 2024 | |
| Whiteford, Taylor & Preston Llp Partners & Staff 401(k) Savings Plan Whiteford, Taylor & Preston, L.L.P. | 2024 | |
| Whiteford, Taylor & Preston Money Purchase Pension Plan And Trust Whiteford, Taylor & Preston, L.L.P. | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jacob Watson Sadler | Member | CFP | Oct 2023 (3y) | 5% – 10% |
| James Scott Kantowski | Member | CFP | Oct 2023 (3y) | 25% – 50% |
| Lyn Ann Dippel | Chief Compliance Officer | CFP | Oct 2023 (3y) | 25% – 50% |
| Elizabeth Grace Gillette | Member | CFP | Feb 2024 (3y) | 5% – 10% |
| Yvonne Michele Scoggins | Member | Aug 2024 (2y) | 5% – 10% | |
| Michael Gregory Roeder | Registered representative | CFP | Mar 2025 (1y) | |
| Stefan Daniel Revelo | Registered representative | CFP | May 2025 (1y) | |
| Samantha Lynn Sachs | Registered representative | Sep 2025 (1y) | ||
| Ryan Arnold Donahue | Registered representative | CFP | Oct 2025 (1y) |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Alliance Executive Search, Llc 401(k) Profit Sharing Plan | Alliance Executive Search, Llc | 159 | $14.5M | 01/01/2024 |
| Whiteford, Taylor & Preston Llp Partners & Staff 401(k) Savings Plan | Whiteford, Taylor & Preston, L.L.P. | 264 | $110M | 01/01/2024 |
| Whiteford, Taylor & Preston Money Purchase Pension Plan And Trust | Whiteford, Taylor & Preston, L.L.P. | 260 | $129M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 991 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $367M (80% of AUM) Mar 2026
- Fidelity Distributors Company Llc $90.5M (20% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗