Sound Advisory, Llc
- Regulatory AUM
- $90.2M
- Discretionary
- $90.2M
- Clients
- 136
- Avg AUM / client
- $663K
- Accounts
- 312
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 9 | $1.9M | 2.1% |
| High net worth individuals | 126 | $87.0M | 96.4% |
| Charitable organizations | 1 | $1.4M | 1.5% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jessy Lee Gilger | Registered representative | CFP | Oct 2023 (3y) | |
| Vaughn William Kellerman | Registered representative | CFP | May 2024 (2y) | |
| Corey William Thacker | Registered representative | Feb 2025 (1y) | ||
| Malcolm Emmanuel Walton | Registered representative | Feb 2025 (1y) | ||
| Nick Andrew Krautscheid | Registered representative | Feb 2025 (1y) | ||
| Alexander Kochanasz | Registered representative | CFP | Jul 2025 (1y) | |
| James Edward Carlson | Registered representative | Nov 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/02/2026 | 977 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $90.2M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 13, 2026.
View current Form ADV (SEC/IAPD) ↗