Ecos Wealth Advisors Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 328271
· Clarkston, MI
· www.facebook.com
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ADV data as of Jun 10, 2026
- Regulatory AUM
- $86.9M
- Discretionary
- $84.1M
- Clients
- 236
- Avg AUM / client
- $368K
- Accounts
- 681
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 120 | $38.1M | 43.9% |
| High net worth individuals | 29 | $46.0M | 52.9% |
| Banking or thrift institutions | 83 | $2.8M | 3.22% |
| Pension and profit sharing plans | 4 | $0 | — |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Tommi Elizabeth Harris | Registered representative | Dec 2023 (3y) | ||
| Vita Marie Romberger | Registered representative | Sep 2024 (2y) | ||
| Mitchell Patrick De Brincat | Registered representative | Feb 2026 (1y) | ||
| Hunter Marc Fougner | Registered representative | Jul 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/10/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Charles Schwab & Co. $59.0M (68% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 10, 2026.
View current Form ADV (SEC/IAPD) ↗