Charter Oak Advisors Lp
- Regulatory AUM
- $404M
- Discretionary
- $404M
- Clients
- 5
- Avg AUM / client
- $80.8M
- Accounts
- 3
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 5 | $404M | 100.0% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $226M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Charter Oak Alta Master Fund Lp master | Hedge Fund | Cayman Islands | $226M | 30 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cook, Alan, J | Trustee | Sep 2022 (4y) | GP / trustee / elected manager of Heath Watkin Gst Exempt 2022 Trust (indirect) | |
| Watkin, Heath, L | Managing Partner | Sep 2022 (4y) | ≈ 25% – 56.25% via Hw Holdco I Llc | |
| Walker, Bradford, C | Managing Partner | Sep 2022 (4y) | ≈ 37.5% – 75% via Bcw Holdco Llc | |
| Paley, Nancy, Jacobson | Chief Compliance Officer, Chief Operating Officer | Jul 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Hw Holdco I Llc | Limited Partner | Sep 2022 | A | 50% – 75% |
| Bcw Holdco Llc | Limited Partner | Sep 2022 | A | 50% – 75% |
| Charter Oak Advisors Gp Llc | General Partner | Sep 2022 | A | Less than 5% |
| Heath Watkin Gst Exempt 2022 Trust | Member | Sep 2022 | B | ≈ 25% – 56.25% via Hw Holdco I Llc |
| Hw Holdco I Llc | Member | Sep 2022 | B | ≈ 0% – 3.75% via Charter Oak Advisors Gp Llc |
| Bcw Holdco Llc | Member | Sep 2022 | B | ≈ 0% – 3.75% via Charter Oak Advisors Gp Llc |
Estimated effective ownership (look-through of filed bands):
- Watkin, Heath, L: 50% – 75% of Hw Holdco I Llc × 50% – 75% direct ≈ 25% – 56.25% of the firm
- Walker, Bradford, C: 75% – 100% of Bcw Holdco Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Heath Watkin Gst Exempt 2022 Trust: 50% – 75% of Hw Holdco I Llc × 50% – 75% direct ≈ 25% – 56.25% of the firm
- Hw Holdco I Llc: 50% – 75% of Charter Oak Advisors Gp Llc × 0% – 5% direct ≈ 0% – 3.75% of the firm
- Bcw Holdco Llc: 50% – 75% of Charter Oak Advisors Gp Llc × 0% – 5% direct ≈ 0% – 3.75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $226M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Charter Oak Alta Master Fund Lp | Hedge Fund | $226M | $1.0M | 30 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.32 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗