Slt Holdings Llc
- Regulatory AUM
- $230M
- Discretionary
- $230M
- Clients
- 229
- Avg AUM / client
- $1.0M
- Accounts
- 416
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 164 | $35.4M | 15.4% |
| High net worth individuals | 65 | $195M | 84.6% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brodt, Marisa, Marie | Management Trustee | Dec 2019 (7y) | GP / trustee / elected manager of Slt Trust Dated December 27, 2019 (indirect) | |
| Sesate, Victor, Pasqual | Independent Trustee | Dec 2019 (7y) | GP / trustee / elected manager of Slt Trust Dated December 27, 2019 (indirect) | |
| Zachary Stuart Brodt | President | Dec 2019 (7y) | ≈ 56.25% – 100% via Slt Capital Llc | |
| Marcus John Pimentel | Chief Compliance Officer | Sep 2023 (3y) | Less than 5% | |
| Joshua Caleb Harter | Registered representative | Dec 2023 (3y) | ||
| Nathan Robert Craft | Registered representative | May 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Slt Capital Llc | Member/Manager | Jul 2022 | A | 75% or more |
| Slt Trust Dated December 27, 2019 | Member | Dec 2019 | B | ≈ 56.25% – 100% via Slt Capital Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Zachary Stuart Brodt: 75% – 100% of Slt Capital Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Slt Trust Dated December 27, 2019: 75% – 100% of Slt Capital Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/29/2026 | 1.25 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $230M (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 29, 2026.
View current Form ADV (SEC/IAPD) ↗