Purefi Wealth, Llc
- Regulatory AUM
- $326M
- Discretionary
- $284M
- Clients
- 98
- Avg AUM / client
- $3.3M
- Accounts
- 98
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 27 | $5.3M | 1.61% |
| High net worth individuals | 65 | $288M | 88.2% |
| Pension and profit sharing plans | 1 | $12.1M | 3.7% |
| Charitable organizations | 1 | $15.6M | 4.79% |
| Corporations and other businesses | 4 | $5.7M | 1.74% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Paul Michael Simons | Founder, Chief Executive Officer | Sep 2023 (3y) | ≈ 56.25% – 100% via Pure Wealth Management, Llc | |
| Charles Brady Corkery | Chief Compliance Officer, Chief Administrative Officer | CFP | Nov 2023 (3y) | Less than 5% |
| Sandy Michael Galuppo | Registered representative | Dec 2023 (3y) | ||
| Timothy Richard Jones | Registered representative | Feb 2024 (2y) | ||
| William Allen Nichols | Registered representative | Apr 2024 (2y) | ||
| Nicole Anne Bogert | Registered representative | Jun 2025 (1y) | ||
| George T Ferrel | Registered representative | Nov 2025 (1y) | ||
| Christopher Barry Roy | Registered representative | Feb 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pure Wealth Management, Llc | Owner | Sep 2023 | A | 75% or more |
| Purefi Wealth Investors, Llc | Owner | Nov 2024 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Paul Michael Simons: 75% – 100% of Pure Wealth Management, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1.21 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $267M (82% of AUM) Mar 2026
- Charles Schwab & Co. $46.3M (14% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗