Capital Investment Counsel, Llc
- Regulatory AUM
- $1.4B
- Discretionary
- $1.3B
- Clients
- 468
- Avg AUM / client
- $2.9M
- Accounts
- 1,408
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 146 | $63.3M | 4.69% |
| High net worth individuals | 317 | $1.2B | 88.0% |
| State or municipal government entities | 5 | $93.9M | 6.95% |
| Corporations and other businesses | Fewer than 5 clients | $5.0M | 0.37% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christian Kent Johnson | Managing Member, Trustee Of Ssd 2024 Irrevocable Trust, And Gad 2024 Irrevocable Trust | CFP | Nov 2023 (3y) | 25% – 50% |
| Jake Aldridge Johnson | Member | CFP | Nov 2023 (3y) | 5% – 10% |
| Cox, Samantha, Jeanne | Chief Compliance Officer | Feb 2024 (3y) | Less than 5% | |
| Stephen John Dreiling | Managing Member, Trustee Of Mrj 2024 Irrevocable Trust, And Trustee Of Jaj 2024 Irrevocable Trust | CFP | Apr 2024 (2y) | 25% – 50% |
| Declan Robert Lane | Registered representative | Nov 2023 (3y) | ||
| Alexandria K Adamchak | Registered representative | Feb 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Jaj 2024 Irrevocable Trust | Owner | Aug 2024 | A | 5% – 10% |
| Mrj 2024 Irrevocable Trust | Owner | Aug 2024 | A | 5% – 10% |
| Ssd 2024 Irrevocable Trust | Owner | Aug 2024 | A | 5% – 10% |
| Gad 2024 Irrevocable Trust | Owner | Aug 2024 | A | 5% – 10% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 944 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $1.4B (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗