AUMdb

Jpl Wealth Management, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 328474 · SEC file 801-128893 · Greenwood Village, CO · www.jplwealthmanagement.com
☆ Save with Pro ADV data as of Mar 30, 2026
Regulatory AUM
$588M
Discretionary
$588M
Clients
291
Avg AUM / client
$2.0M
Accounts
1,081
Employees
6

AUM over time

$0 $588M
Sep 2023 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 30, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 120 $53.1M 9.04%
High net worth individuals 169 $526M 89.5%
Charitable organizations 1 $2.7M 0.46%
State or municipal government entities 1 $5.7M 0.97%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
United Airlines Pilot Retirement Account Plan United Airlines, Inc. 2024

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Joel Johnson Chief Compliance Officer CFP Oct 2023 (3y) ≈ 18.75% – 50% via Prime Financial Management, Inc.
Patrick Ryan Rudy Manager CFP CFA Oct 2023 (3y) ≈ 18.75% – 50% via Party Of 5, Inc.
Luke Nagell Manager Nov 2023 (3y) ≈ 18.75% – 50% via Gallatin, Inc.
Anna Ngo Bhai Registered representative CFP Mar 2026 (0y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Prime Financial Management, Inc. Member Feb 2024 A 25% – 50%
Party Of 5, Inc. Member Feb 2024 A 25% – 50%
Gallatin, Inc. Member Feb 2024 A 25% – 50%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Joel Johnson: 75% – 100% of Prime Financial Management, Inc. × 25% – 50% direct ≈ 18.75% – 50% of the firm
  • Patrick Ryan Rudy: 75% – 100% of Party Of 5, Inc. × 25% – 50% direct ≈ 18.75% – 50% of the firm
  • Luke Nagell: 75% – 100% of Gallatin, Inc. × 25% – 50% direct ≈ 18.75% – 50% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
United Airlines Pilot Retirement Account Plan United Airlines, Inc. 17,444 $16.8B 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 905 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.

View current Form ADV (SEC/IAPD) ↗