Kintra Investments, Llc
- Regulatory AUM
- $113M
- Discretionary
- $113M
- Clients
- 1
- Avg AUM / client
- $113M
- Accounts
- 1
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $113M | 100.0% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James B Cox | Chief Executive Officer | CFP | Jan 2021 (6y) | 50% – 75% |
| Mark Robert Finney | Chief Compliance Officer | CFP | Jan 2021 (6y) | 10% – 25% |
| Megan Mccarthy Collins | Advisor | CFP | Jan 2021 (6y) | 10% – 25% |
| Ryan Edwin Mickelson | Advisor | CFP | Jan 2021 (6y) | 10% – 25% |
| Tony Edward Dalton | Chief Operating Officer | Oct 2023 (3y) | Less than 5% | |
| Wesley Wayne Bean | Chief Investment Officer | CFA | Oct 2023 (3y) | Less than 5% |
| Jonathan Wade Lawrence | Registered representative | CFP | Dec 2023 (3y) | |
| Quinn Mickelson | Registered representative | CFP | Dec 2023 (3y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (2 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/20/2026 | 970 KB | View · PDF · Source ↗ |
| Form ADV (full filing) | 03/31/2026 | 946 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • PORTION OF EXPENSE RATIO FEE FROM EXCHANGE TRADED FUND
Services
- • Portfolio management for investment companies
Custody
Reported custodians
- National Financial Services (Fidelity) $642M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 20, 2026.
View current Form ADV (SEC/IAPD) ↗