Tar River Wealth Planning, Llc
- Regulatory AUM
- $401M
- Discretionary
- $260M
- Clients
- 483
- Avg AUM / client
- $831K
- Accounts
- 1,283
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 373 | $100.0M | 24.9% |
| High net worth individuals | 96 | $270M | 67.3% |
| Pension and profit sharing plans | 4 | $27.7M | 6.91% |
| Charitable organizations | 6 | $1.3M | 0.31% |
| Corporations and other businesses | 4 | $2.4M | 0.59% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Louis Alfred Wheless | Chief Financial Officer | Apr 2023 (3y) | 25% – 50% | |
| Arturo Ynocencio Casanova Lumpkin | Chief Executive Officer And Chief Compliance Officer | Oct 2023 (3y) | 25% – 50% | |
| James "Tripp" Parker Lumpkin | Chief Marketing Officer | Feb 2024 (2y) | 25% – 50% | |
| James Parker Lumpkin | Registered representative | Jan 2024 (3y) | ||
| Reed Alfred Wheless | Registered representative | May 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/02/2026 | 950 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Raymond James $366M (91% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 02, 2026.
View current Form ADV (SEC/IAPD) ↗