Shorenstein Investment Advisers Llc
- Regulatory AUM
- $788M
- Discretionary
- $788M
- Clients
- 3
- Avg AUM / client
- $263M
- Accounts
- 3
- Employees
- 33
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 3 | $788M | 100.0% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $753M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Shorenstein Realty Investors Fourteen B, L.P. | Real Estate Fund | Delaware | $404M | 31 |
| Shorenstein Realty Investors Fourteen A, L.P. | Real Estate Fund | Delaware | $238M | 24 |
| Shorenstein Realty Investors Fourteen C, L.P. | Real Estate Fund | Delaware | $111M | 13 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lind, Lisa, Dawn | Chief Compliance Officer | Nov 2023 (3y) | Less than 5% | |
| Malet, Charles, William | President And Chief Investments Officer | Nov 2023 (3y) | Less than 5% | |
| Portner, Mark, Edward | Executive Vice President Capital Formations | Nov 2023 (3y) | Less than 5% | |
| Shorenstein, Brandon, Jona | Chairman And Chief Executive Officer | Nov 2023 (3y) | Less than 5% | |
| Derksen, Ashia, Ann | Chief Financial Officer | Jan 2024 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Shorenstein Realty Services, L.P. | Member | Sep 2023 | A | 75% or more |
| Shorenstein Properties Llc | Limited Partner | Jun 2005 | B | ≈ 37.5% – 75% via Shorenstein Realty Services, L.P. |
| The Lydia P. Shorenstein Marital Trust | Member | Jan 2017 | B | ≈ 9.38% – 37.5% via Shorenstein Properties Llc |
| Shorenstein Management Llc | General Partner | Nov 1997 | B | GP / trustee / elected manager of Shorenstein Realty Services, L.P. (indirect) |
| Shorenstein Mb Inc. | General Partner | Jan 2017 | B | GP / trustee / elected manager of Shorenstein Realty Services, L.P. (indirect) |
| First Republic Trust Company Of Delaware Llc | Trustee | Jan 2021 | B | GP / trustee / elected manager of The Lydia P. Shorenstein Marital Trust (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Shorenstein Properties Llc: 50% – 75% of Shorenstein Realty Services, L.P. × 75% – 100% direct ≈ 37.5% – 75% of the firm
- The Lydia P. Shorenstein Marital Trust: 25% – 50% of Shorenstein Properties Llc × 50% – 75% of Shorenstein Realty Services, L.P. × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $753M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Shorenstein Realty Investors Fourteen B, L.P. | Real Estate Fund | $404M | $10.0M | 31 |
| Shorenstein Realty Investors Fourteen A, L.P. | Real Estate Fund | $238M | $10.0M | 24 |
| Shorenstein Realty Investors Fourteen C, L.P. | Real Estate Fund | $111M | $10.0M | 13 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.58 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗