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Wealth Manager · Boutique (under $100M)
CRD 328617
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ADV data as of May 29, 2025
- Regulatory AUM
- $3.4M
- Discretionary
- $3.4M
- Clients
- 5
- Avg AUM / client
- $676K
- Accounts
- 24
- Employees
- 2
AUM over time
$0
$3.8M
Dec 21, 2023
May 29, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of May 29, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 5 | $3.4M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $3.2M (96% of AUM) May 2025
- Altruist Financial $603K (18% of AUM) May 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 29, 2025.