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Private Fund Manager · Boutique (under $100M)
CRD 328677
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ADV data as of Oct 22, 2025
- Regulatory AUM
- $19.8M
- Discretionary
- $2.5M
- Clients
- 30
- Avg AUM / client
- $661K
- Accounts
- 30
- Employees
- 2
AUM over time
$19.8M
$39.0M
Nov 1, 2023
Oct 22, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Oct 22, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 18 | $154K | 0.78% |
| High net worth individuals | 6 | $827K | 4.17% |
| Pooled investment vehicles (non-investment companies) | 5 | $8.6M | 43.4% |
| Other investment advisers | 1 | $10.2M | 51.6% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- First Republic Bank $459K (1% of AUM) Jan 2025
- Finwise Bank Bancorp $429K (1% of AUM) Jan 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Oct 22, 2025.