Providence Capital Llc
- Regulatory AUM
- $41.0M
- Discretionary
- $41.0M
- Clients
- 90
- Avg AUM / client
- $455K
- Accounts
- 184
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 85 | $15.3M | 37.4% |
| High net worth individuals | 5 | $14.9M | 36.3% |
| Pension and profit sharing plans | Fewer than 5 clients | $5.9M | 14.3% |
| Corporations and other businesses | Fewer than 5 clients | $4.9M | 11.9% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Noah James Behrman | Registered representative | Feb 2024 (3y) | ||
| Michael David Wuest | Registered representative | Jun 2024 (2y) | ||
| Dezann Korbuly | Registered representative | Aug 2024 (2y) | ||
| Jacob Anthony Villarreal | Registered representative | Apr 2025 (1y) | ||
| Stephen Charles Rao | Registered representative | Dec 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/13/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $26.0M (63% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2026.
View current Form ADV (SEC/IAPD) ↗