Avise Financial Cooperative, Inc.
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 328790
· SEC file 801-131992
· Los Angeles, CA
· www.equalisfinancial.com
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ADV data as of Jun 22, 2026
- Regulatory AUM
- $169M
- Discretionary
- $169M
- Clients
- 170
- Avg AUM / client
- $997K
- Accounts
- 505
- Employees
- 7
AUM over time
$126M
$169M
Dec 2024
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 123 | $48.3M | 28.5% |
| High net worth individuals | 47 | $121M | 71.5% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Leighann Rose Miko | Registered representative | CFP | Nov 2023 (3y) | |
| David Tassone | Registered representative | CFP | Jan 2024 (3y) | |
| Katrina Strelow Soelter | Registered representative | CFP | Aug 2024 (2y) | |
| Uziel Gomez | Registered representative | CFP | Jan 2025 (2y) | |
| Theresa Marie Pablos | Registered representative | CFP | Oct 2025 (1y) | |
| Claire Thornton | Registered representative | CFP | Jan 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/22/2026 | 984 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $117M (69% of AUM) Jun 2026
- Truist Financial Corp $52.4M (31% of AUM) Jun 2026
- Altruist Financial $52.4M (31% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 22, 2026.
View current Form ADV (SEC/IAPD) ↗