Seventwo Llc
- Regulatory AUM
- $230M
- Discretionary
- $230M
- Clients
- 57
- Avg AUM / client
- $4.0M
- Accounts
- 171
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 12 | $1.2M | 0.53% |
| High net worth individuals | 42 | $170M | 73.6% |
| Pooled investment vehicles (non-investment companies) | 3 | $59.5M | 25.8% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nicholas Joseph Rotello | Managing Partner | CFA | May 2009 (17y) | ≈ 18.75% – 50% via Seven Two Partners Llc |
| Marc Stevens Bathgate | Managing Partner | Dec 2020 (6y) | ≈ 18.75% – 50% via Black Sage Holdings, Llc | |
| Ryan Peter Ritchie | Managing Partner | Sep 2022 (4y) | ≈ 18.75% – 50% via Moybridge, Llc | |
| Andrew Nelson Macken | Managing Partner | Dec 2023 (3y) | ≈ 18.75% – 50% via Harbour Partners, Llc | |
| Denhoffer, Vicki, Michelle | Chief Operating Officer And Chief Compliance Officer | Jun 2024 (2y) | Less than 5% | |
| Coleman Shwayder | Registered representative | CFP | Sep 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Black Sage Holdings, Llc | Member | Mar 2024 | A | 25% – 50% |
| Harbour Partners, Llc | Member | Mar 2024 | A | 25% – 50% |
| Moybridge, Llc | Member | Mar 2024 | A | 25% – 50% |
| Seven Two Partners Llc | Member | Mar 2024 | A | 25% – 50% |
Estimated effective ownership (look-through of filed bands):
- Nicholas Joseph Rotello: 75% – 100% of Seven Two Partners Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Marc Stevens Bathgate: 75% – 100% of Black Sage Holdings, Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Ryan Peter Ritchie: 75% – 100% of Moybridge, Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Andrew Nelson Macken: 75% – 100% of Harbour Partners, Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/12/2026 | 1.5 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $171M (74% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 12, 2026.
View current Form ADV (SEC/IAPD) ↗