The David J. Yvars Group Inc.
- Regulatory AUM
- $359M
- Discretionary
- $278M
- Clients
- 489
- Avg AUM / client
- $735K
- Accounts
- 1,000
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 04, 2026
Investments (13F portfolio — 106 positions, $211,885,257)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Tr | CORE S&P500 ETF | $44,215,173 | 59,043 | 20.9% | 12.3% |
| 2 | Invesco Qqq Tr | UNIT SER 1 | $22,855,082 | 31,042 | 10.8% | 6.36% |
| 3 | Nvidia Corporation | COM | $18,029,133 | 90,175 | 8.51% | 5.02% |
| 4 | Ishares Tr | CORE S&P MCP ETF | $10,623,511 | 137,771 | 5.01% | 2.96% |
| 5 | Microsoft Corp | COM | $8,555,965 | 22,938 | 4.04% | 2.38% |
| 6 | Ishares Tr | CORE MSCI INTL | $7,647,131 | 85,913 | 3.61% | 2.13% |
| 7 | Spdr Series Trust | ST STR CONV ETF | $7,016,563 | 65,077 | 3.31% | 1.95% |
| 8 | Ishares Tr | IBOXX INV CP ETF | $6,671,421 | 61,166 | 3.15% | 1.86% |
| 9 | Apple Inc | COM | $6,333,047 | 21,889 | 2.99% | 1.76% |
| 10 | Select Sector Spdr Tr | ST STR TECHN ETF | $5,428,369 | 28,492 | 2.56% | 1.51% |
| 11 | Bank Of Amer Corp | COM | $4,789,737 | 84,060 | 2.26% | 1.33% |
| 12 | Bloom Energy Corp | COM CL A | $4,145,590 | 13,708 | 1.96% | 1.15% |
| 13 | Palo Alto Networks Inc | COM | $4,126,342 | 12,100 | 1.95% | 1.15% |
| 14 | Ishares Tr | CORE S&P SCP ETF | $3,172,753 | 21,393 | 1.5% | 0.88% |
| 15 | Ishares Tr | IBOXX HI YD ETF | $2,948,717 | 36,873 | 1.39% | 0.82% |
| 16 | Spotify Technology S A | SHS | $2,885,173 | 6,284 | 1.36% | 0.8% |
| 17 | Broadcom Inc | COM | $2,477,903 | 6,560 | 1.17% | 0.69% |
| 18 | Ishares Tr | SELECT DIVID ETF | $2,272,111 | 14,515 | 1.07% | 0.63% |
| 19 | Alphabet Inc | CAP STK CL A | $1,933,542 | 5,410 | 0.91% | 0.54% |
| 20 | Amazon Com Inc | COM | $1,731,958 | 7,266 | 0.82% | 0.48% |
| 21 | Alphabet Inc | CAP STK CL C | $1,646,861 | 4,661 | 0.78% | 0.46% |
| 22 | Caterpillar Inc | COM | $1,449,446 | 1,361 | 0.68% | 0.4% |
| 23 | Etf Ser Solutions | DEFIA QUANT ETF | $1,339,290 | 8,098 | 0.63% | 0.37% |
| 24 | Vanguard Index Fds | LARGE CAP ETF | $1,321,844 | 3,844 | 0.62% | 0.37% |
| 25 | Ishares Tr | MSCI EAFE ETF | $1,149,813 | 11,069 | 0.54% | 0.32% |
Top 25 of 106 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 335 | $38.5M | 10.7% |
| High net worth individuals | 141 | $264M | 73.4% |
| Other | 13 | $57.2M | 15.9% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| The Caring Community Of Ct, Inc. 403(b) Plan The Caring Community Of Ct, Inc. | 2024 | |
| The Children's Home Of Poughkeepsie 403(b) Plan The Children's Home Of Poughkeepsie | 2024 | |
| Family Of Woodstock, Inc. Retirement Plan Family Of Woodstock, Inc. | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David James Yvars | Chief Financial Officer And Financial Advisor | CFP | Oct 2023 (3y) | 10% – 25% |
| David James Yvars | Chief Executive Officer, Senior Portfolio Manager And Chief Compliance Officer | Oct 2023 (3y) | 75% or more | |
| Joseph Dennis Lee | Vice President And Financial Advisor | Oct 2023 (3y) | Less than 5% | |
| Mary Jo Collabolletta | Chief Operating Officer | Oct 2023 (3y) | Less than 5% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| The Caring Community Of Ct, Inc. 403(b) Plan | The Caring Community Of Ct, Inc. | 232 | $5.4M | 07/01/2024 |
| The Children's Home Of Poughkeepsie 403(b) Plan | The Children's Home Of Poughkeepsie | 320 | $14.4M | 01/01/2024 |
| Family Of Woodstock, Inc. Retirement Plan | Family Of Woodstock, Inc. | 206 | $2.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/04/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Raymond James $359M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 04, 2026.
View current Form ADV (SEC/IAPD) ↗