Allied Private Wealth
SEC-registered
Insurance-Affiliated · Small ($100M–$1B)
CRD 328952
· SEC file 801-129089
· Boca Raton, FL
· www.alliedprivatewealth.com
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ADV data as of Mar 25, 2026
- Regulatory AUM
- $224M
- Discretionary
- $224M
- Clients
- 228
- Avg AUM / client
- $985K
- Accounts
- 417
- Employees
- 4
AUM over time
$0
$224M
Oct 23, 2023
Mar 25, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 25 | $7.5M | 3.33% |
| High net worth individuals | 203 | $217M | 96.7% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alex Lee | Managing Member/Chief Compliance Officer | Oct 2023 (3y) | 75% or more | |
| Mara Schiff Schainuck | Registered representative | Dec 2024 (2y) | ||
| John Entenberg | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Maddox Capital Llc | Managing Member | Oct 2023 | A | 75% or more |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 855 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗