5 C Lending Partners Advisor Llc
- Regulatory AUM
- $602M
- Discretionary
- $602M
- Clients
- 1
- Avg AUM / client
- $602M
- Accounts
- 1
- Employees
- 29
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Business development companies | 1 | $602M | 100.0% |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Connolly, Thomas, Gerard | Co Founder And Co Managing Partner | Oct 2023 (3y) | 25% – 50% of 5 C Investment Partners Llc (indirect) | |
| Koester, Michael, Edward | Co Founder And Co Managing Partner | Oct 2023 (3y) | 25% – 50% of 5 C Investment Partners Llc (indirect) | |
| Galea, Frank, Robert | Chief Compliance Officer | Jan 2024 (3y) | Less than 5% | |
| Deitch, Paul, Laurence | Chief Operating Officer | Apr 2024 (2y) | Less than 5% | |
| Roos, Jason, Tyler | Chief Financialofficer | Apr 2024 (2y) | Less than 5% | |
| Shalette, Gregory, Darren | General Counsel | Apr 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| 5 C Lending Partners Management Lp | Managing Member | Oct 2023 | A | 75% or more |
| 5 C Investment Partners Lp | Limited Partner | Oct 2023 | B | ≈ 56.25% – 100% via 5 C Lending Partners Management Lp |
| 5 C Lending Partners Management Gp Llc | General Partner | Oct 2023 | B | GP / trustee / elected manager of 5 C Lending Partners Management Lp (indirect) |
| 5 C Investment Partners Llc | General Partner | Oct 2023 | B | GP / trustee / elected manager of 5 C Investment Partners Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- 5 C Investment Partners Lp: 75% – 100% of 5 C Lending Partners Management Lp × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗