Spwm Advisors Llc
- Regulatory AUM
- $299M
- Discretionary
- $299M
- Clients
- 606
- Avg AUM / client
- $494K
- Accounts
- 608
- Employees
- 13
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 472 | $127M | 42.3% |
| High net worth individuals | 97 | $165M | 55.2% |
| Pension and profit sharing plans | 19 | $3.5M | 1.16% |
| Charitable organizations | Fewer than 5 clients | $293K | 0.1% |
| Corporations and other businesses | 18 | $3.7M | 1.23% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew Thomas Golba | Managing Member | Jun 2018 (8y) | ≈ 18.75% – 50% via Prestige Worldwide Enterprises Inc | |
| Lauren Renee Golba | Chief Compliance Officer | Nov 2018 (8y) | ≈ 18.75% – 50% via Lrg Financial, Inc. | |
| David Howard Knight | Registered representative | CFP | Jan 2024 (3y) | |
| Michael Dale Dreyer | Registered representative | Jan 2024 (3y) | ||
| Marc Herbert Ruemmler | Registered representative | Jan 2024 (3y) | ||
| Nicholes Cain Jayshoun Baldwin | Registered representative | Jan 2024 (3y) | ||
| Steven A Adams | Registered representative | Jan 2024 (3y) | ||
| Raymond William Beaird | Registered representative | Apr 2024 (2y) | ||
| Nolan Maximus Baldwin | Registered representative | Aug 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Prestige Worldwide Enterprises Inc | Owner | Nov 2023 | A | 25% – 50% |
| Lrg Financial, Inc. | Owner | Nov 2023 | A | 25% – 50% |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Matthew Thomas Golba: 75% – 100% of Prestige Worldwide Enterprises Inc × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Lauren Renee Golba: 75% – 100% of Lrg Financial, Inc. × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/29/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • CONSULTING FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Raymond James $299M (100% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 29, 2026.
View current Form ADV (SEC/IAPD) ↗