AUMdb

Russell Investments Implementation Services, Llc

SEC-registered Broker-Dealer (Dually Registered) · Large ($10B–$100B) CRD 329 · SEC file 801-60335 · Seattle, WA · www.linkedin.com
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$81.1B
Discretionary
$81.1B
Clients
118
Avg AUM / client
$687M
Accounts
146
Employees
569

AUM over time

$77.9B $170B
Nov 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 31, 2026

Asset allocation (SMA assets by investment type)

as of Mar 31, 2026
Derivatives
$61.6B 76%
Cash & equivalents
$7.3B 9%
Exchange-traded equities
$5.7B 7%
US government & agency bonds
$3.2B 4%
Registered investment companies (funds/ETFs)
$2.4B 3%
Non-investment-grade bonds
$811M 1%

Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.

Who they serve

Client typeClientsAUM% of AUM
Pooled investment vehicles (non-investment companies) 38 $231M 0.29%
Pension and profit sharing plans 30 $18.8B 23.2%
Charitable organizations 14 $9.6B 11.8%
State or municipal government entities 24 $52.1B 64.2%
Other investment advisers 10 $232M 0.29%
Insurance companies 2 $203M 0.25%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
British Airways Plc Pension Plan (U.S.A.) British Airways Plc 2024
Jpmorgan Chase Retirement Plan Jpmorgan Chase Bank, National Association 2024
The Southern Company Pension Plan Southern Company Services, Inc. 2024
The Southern California Edison Company Retirement Plan Southern California Edison Company Rosemead, CA 2024

People (10)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
El Hillow, Katherine Anne Director; President; Chief Investment Officer May 2020 (6y) Less than 5%
Siegel, David Andrew Financial And Operations Principal Mar 2022 (4y) Less than 5%
Surloff, Howard Brian Chief Legal Officer Mar 2022 (4y) Less than 5%
Mortensen, Peter Chief Risk Officer Jun 2023 (3y) Less than 5%
Alvarez, Carlos Cid Us Broker Dealer Chief Compliance Officer Nov 2023 (3y) Less than 5%
Ostrovsky, Aaron Alexander Director Dec 2023 (3y) Less than 5%
Curran, Amy Elizabeth Us Adviser Chief Compliance Officer Mar 2024 (2y) Less than 5%
Lenzo, Jason Abram Director Jul 2024 (2y) Less than 5%
Rush Kirk Evans Registered representative Dec 2024 (2y)
Tim William Bond Registered representative Mar 2025 (1y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Russell Investments Us Institutional Holdco, Inc. Owner Jun 2016 A 75% or more
Emerald Acquisition Limited Owner Jun 2016 B ≈ 56.25% – 100% via Russell Investments Us Institutional Holdco, Inc.
Russell Investments Group, Ltd. Owner Sep 2016 B 75% or more of Russell Investments Cayman Midco, Ltd (indirect)
Russell Investments Cayman Midco, Limited Owner Jun 2016 B ≈ 42.19% – 100% via Emerald Acquisition Limited
Ta Xii A Eu Aiv, L.P. Shareholder Sep 2016 B 25% – 50% of Russell Investments Group, Ltd. (indirect)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Emerald Acquisition Limited: 75% – 100% of Russell Investments Us Institutional Holdco, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
  • Russell Investments Cayman Midco, Limited: 75% – 100% of Emerald Acquisition Limited × 75% – 100% of Russell Investments Us Institutional Holdco, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (4)

PlanSponsorParticipantsPlan assetsAs of
British Airways Plc Pension Plan (U.S.A.) British Airways Plc 206 $315M 04/01/2024
Jpmorgan Chase Retirement Plan Jpmorgan Chase Bank, National Association 78,270 $16.1B 01/01/2024
The Southern Company Pension Plan Southern Company Services, Inc. 26,369 $15.3B 01/01/2024
The Southern California Edison Company Retirement Plan Southern California Edison Company 8,726 $4.7B 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 2.76 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees
  • Commissions
  • Performance-based fees
  • Other fees
  • % OF REVENUE/INTRACOMPANY AGRMTS

Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses/institutional clients
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗