Haven Private, Llc
- Regulatory AUM
- $428M
- Discretionary
- $428M
- Clients
- 186
- Avg AUM / client
- $2.3M
- Accounts
- 684
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 89 | $23.7M | 5.54% |
| High net worth individuals | 90 | $382M | 89.2% |
| Corporations and other businesses | 7 | $22.5M | 5.27% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Fsm Group Llc 401(k) Profit Sharing Plan Fsm Group Llc | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Johnny Marion Gibson | Member & Chief Investment Officer | CFA | Apr 2022 (4y) | ≈ 18.75% – 50% via Elevate Iv, Llc |
| Marc R Angle | Member & Chief Executive Officer | Apr 2022 (4y) | ≈ 18.75% – 50% via Elevate Iv, Llc | |
| Stacey Lynel Cole | Member & Chief Compliance Officer | Apr 2022 (4y) | ≈ 18.75% – 50% via Elevate Iv, Llc | |
| Paul Judson Hershiser | Member & Chief Operations Officer | Sep 2023 (3y) | ≈ 7.5% – 25% via Olh Capital, Llc | |
| James Jacob Oswald | Registered representative | Nov 2024 (2y) | ||
| Christopher Graham Calise | Registered representative | CFA | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Elevate Iv, Llc | Managing Member | Dec 2023 | A | 75% or more |
| Olh Capital, Llc | Member | Dec 2023 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Johnny Marion Gibson: 25% – 50% of Elevate Iv, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Marc R Angle: 25% – 50% of Elevate Iv, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Stacey Lynel Cole: 25% – 50% of Elevate Iv, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Paul Judson Hershiser: 75% – 100% of Olh Capital, Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Fsm Group Llc 401(k) Profit Sharing Plan | Fsm Group Llc | 614 | $4.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/24/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $397M (93% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 24, 2026.
View current Form ADV (SEC/IAPD) ↗