River1 Asset Management Llc
- Regulatory AUM
- $108M
- Discretionary
- $108M
- Clients
- 1
- Avg AUM / client
- $108M
- Accounts
- 1
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $108M | 100.0% |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Haugen, Robert, Maurice | Chief Investment Officer | Oct 2023 (3y) | Less than 5% | |
| Kaiser, Susan, P | Chief Financial Officer | Oct 2023 (3y) | Less than 5% | |
| Michels, Patrick, D. | Member | Oct 2023 (3y) | ≈ 18.75% – 50% via Mi Capital Llc | |
| Michels, Kevin, P | Member | Oct 2023 (3y) | ≈ 18.75% – 50% via Mi Capital Llc | |
| Michels, Timothy, J | Member | Oct 2023 (3y) | ≈ 18.75% – 50% via Mi Capital Llc | |
| Tagliapietra, Tony, Gian | Chief Executive Officer | Oct 2023 (3y) | Less than 5% | |
| Whitten, Collin, Wesley | Chief Compliance Officer | Oct 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Mi Capital Llc | Sole Member | Nov 2023 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Michels, Patrick, D.: 25% – 50% of Mi Capital Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Michels, Kevin, P: 25% – 50% of Mi Capital Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Michels, Timothy, J: 25% – 50% of Mi Capital Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/26/2026 | 897 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 26, 2026.
View current Form ADV (SEC/IAPD) ↗