First Financial Services, Llc
- Regulatory AUM
- $103M
- Discretionary
- $103M
- Clients
- 91
- Avg AUM / client
- $1.1M
- Accounts
- 197
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 51 | $16.0M | 15.6% |
| High net worth individuals | 37 | $84.0M | 81.5% |
| Pension and profit sharing plans | 2 | $2.2M | 2.16% |
| Charitable organizations | 1 | $859K | 0.83% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Ibew Local 1049 Craft Annuity Fund Board Of Trustees Ibew Local 1049 | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hopkins, Kristi, Darlene | Chief Compliance Officer | Jan 2024 (3y) | Less than 5% | |
| Thomas Dixon Sanders | Owner | Jan 2024 (3y) | 75% or more | |
| Donald Glenn Baker | Registered representative | Chartered Financial Consultant | Mar 2024 (2y) | |
| Stephen Joseph Sanders | Registered representative | Apr 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Ibew Local 1049 Craft Annuity Fund | Board Of Trustees Ibew Local 1049 | 3,321 | $349M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $99.1M (96% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗