Platform Wealth Management, Llc
- Regulatory AUM
- $509M
- Discretionary
- $471M
- Clients
- 270
- Avg AUM / client
- $1.9M
- Accounts
- 776
- Employees
- 17
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 178 | $80.3M | 15.8% |
| High net worth individuals | 78 | $316M | 62.0% |
| Pension and profit sharing plans | 10 | $15.3M | 3.0% |
| Charitable organizations | 1 | $212K | 0.04% |
| Other investment advisers | 1 | $2.2M | 0.44% |
| Corporations and other businesses | 2 | $95.5M | 18.8% |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kirk Brian Stovesand | Member | CFP Personal Financial Specialist | Dec 2023 (3y) | 10% – 25% |
| Chapman, Tyson, Edward | Chief Operative Officer | Mar 2024 (2y) | Less than 5% | |
| Florez, Reyes, R | Chief Executive Officer | Mar 2024 (2y) | 5% – 10% | |
| Nicholas, Taralyn, Nmn | Director Of Risk And Compliance, Chief Compliance Officer | Mar 2024 (2y) | Less than 5% | |
| Donovan Roberson | Registered representative | CFP | Apr 2024 (2y) | |
| Marlin Bryce Stovesand | Registered representative | CFP | Apr 2024 (2y) | |
| Paul Kevin Mannion | Registered representative | CFP | Apr 2024 (2y) | |
| Anita J Peca | Registered representative | Personal Financial Specialist | Apr 2024 (2y) | |
| James Salvatore Alfieri | Registered representative | Dec 2024 (2y) | ||
| Albert Vincent Silvestri | Registered representative | Dec 2024 (2y) | ||
| Peter Scott Martin | Registered representative | Jan 2025 (2y) | ||
| Ryan Michael Gibbons | Registered representative | CFP | Jun 2025 (1y) | |
| Leland Alexander Gropper | Registered representative | Apr 2026 (0y) | ||
| Matthew T Royer | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pt&C Group, Llc | Member | Dec 2023 | A | 75% or more |
| Swell Capital I, Llc | Member | Dec 2023 | B | ≈ 18.75% – 50% via Pt&C Group, Llc |
| Cynosure Partners Iii, Llp | Member | Dec 2023 | B | ≈ 18.75% – 50% via Pt&C Group, Llc |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Swell Capital I, Llc: 25% – 50% of Pt&C Group, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Cynosure Partners Iii, Llp: 25% – 50% of Pt&C Group, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/04/2026 | 3.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $438M (86% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 04, 2026.
View current Form ADV (SEC/IAPD) ↗