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Investment Adviser · Small ($100M–$1B)
CRD 329373
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ADV data as of Jun 18, 2025
- Regulatory AUM
- $290M
- Discretionary
- $40.7M
- Clients
- 4
- Avg AUM / client
- $72.5M
- Accounts
- 4
- Employees
- 11
AUM over time
$66.7M
$312M
May 4, 2024
Jun 18, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 18, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 3 | $40.7M | 14.0% |
| Other investment advisers | 1 | $249M | 86.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • LICENSING FEES
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Goldman Sachs $249M (86% of AUM) Jun 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 18, 2025.