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Wealth Manager · Boutique (under $100M)
CRD 329377
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ADV data as of Mar 29, 2025
- Regulatory AUM
- $2.2M
- Discretionary
- $2.2M
- Clients
- 7
- Avg AUM / client
- $315K
- Accounts
- 10
- Employees
- 1
AUM over time
$0
$2.2M
Dec 15, 2023
Mar 29, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 29, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 7 | $2.2M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 29, 2025.