Complus Asset Management (Uk) Limited
- Regulatory AUM
- $5.9B
- Discretionary
- $5.9B
- Clients
- 6
- Avg AUM / client
- $978M
- Accounts
- 8
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 6 | $3.1B | 52.1% |
| State or municipal government entities | Fewer than 5 clients | $2.8B | 47.9% |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hora, Francois, Josef | Chief Compliance Officer, Chief Executive Officer, Director | Mar 2022 (4y) | Less than 5% | |
| Kam, Kwok Ching | Shareholder | Mar 2022 (4y) | ≈ 42.19% – 100% via Complus Holdings Limited | |
| Leekha, Rajeev | Director, Shareholder | Feb 2023 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Complus Investment Limited | Shareholder | Mar 2022 | A | 75% or more |
| Complus Holdings Limited | Shareholder | Mar 2022 | B | ≈ 56.25% – 100% via Complus Investment Limited |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Kam, Kwok Ching: 75% – 100% of Complus Holdings Limited × 75% – 100% of Complus Investment Limited × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Complus Holdings Limited: 75% – 100% of Complus Investment Limited × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- J.P. Morgan $2.8B (48% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗