AUMdb

Friday Financial, Inc.

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 329748 · SEC file 801-129486 · Dubuque, IA · www.fridayfi.com
☆ Save with Pro ADV data as of Aug 05, 2026
Regulatory AUM
$409M
Discretionary
$409M
Clients
289
Avg AUM / client
$1.4M
Accounts
829
Employees
9

AUM over time

$0 $409M
Jan 10, 2024 Aug 5, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Aug 05, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 191 $59.3M 14.5%
High net worth individuals 88 $333M 81.4%
Charitable organizations 3 $3.9M 0.95%
Corporations and other businesses 7 $12.7M 3.11%

People (8)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Brian Joseph Griffin Wealth Manager, Co Founder, Chief Compliance Officer Jan 2024 (3y) 25% – 50%
Nicholas Bert Heiar Wealth Manager, Co Founder Jan 2024 (3y) 25% – 50%
Ryan Edward Burbach Chief Executive Officer, Co Founder Jan 2024 (3y) 25% – 50%
Christina Ann Hoffmann Registered representative CFP Mar 2024 (2y)
Jeremy Joseph Gerardy Registered representative Aug 2024 (2y)
Alexander Timp Registered representative Jun 2025 (1y)
Matthew Robert Pillard Registered representative Apr 2026 (0y)
Eric R. Foy Registered representative Jun 2026 (0y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/27/2026 909 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 05, 2026.

View current Form ADV (SEC/IAPD) ↗