Relation Wealth Management, Inc.
- Regulatory AUM
- $541M
- Discretionary
- $307M
- Clients
- 126
- Avg AUM / client
- $4.3M
- Accounts
- 350
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Jul 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 54 | $21.9M | 4.05% |
| High net worth individuals | 42 | $145M | 26.8% |
| Pension and profit sharing plans | 30 | $284M | 52.5% |
| Charitable organizations | Fewer than 5 clients | $13.0M | 2.41% |
| Corporations and other businesses | Fewer than 5 clients | $77.0M | 14.2% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Baywood Court Employee Savings Plan Baywood Court | 2024 | |
| Ontellus 401(k) Plan Recordxtechnolgies Dba Ontellus | Houston, TX | 2024 |
| Accuserve Solutions, Inc. Retirement Plan Accuserve Solutions, Inc. | 2024 | |
| Thrive Peo 401(k) Plan Thrive Partners, Llc | 2024 | |
| Gps Dental 401(k) Plan Guided Practice Solutions Dental, Llc | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hall, Timothy, Jon | Chief Executive Officer | Feb 2024 (3y) | Less than 5% | |
| Hartmann, Charissa, Lynn | Chief Financial Officer | Feb 2024 (3y) | Less than 5% | |
| Rager, Kate | Chief Compliance Officer | Feb 2024 (3y) | Less than 5% | |
| Melissa Arnell Thompson | Registered representative | Jul 2024 (2y) | ||
| Robert Paul Marcoux | Registered representative | Jul 2024 (2y) | ||
| Timothy John Ellsworth | Registered representative | Jul 2024 (2y) | ||
| Michael Alan Alfred | Registered representative | Chartered Financial Consultant | Jul 2025 (1y) | |
| Scott A Schechinger | Registered representative | Apr 2026 (0y) | ||
| Matthew A Stallone | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Relation Insurance, Inc. | Owner | Nov 2023 | A | 75% or more |
| Relation Holdco, Inc. | Owner | Jan 2008 | B | ≈ 56.25% – 100% via Relation Insurance, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Relation Holdco, Inc.: 75% – 100% of Relation Insurance, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (5)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Baywood Court Employee Savings Plan | Baywood Court | 222 | $10.0M | 07/01/2024 |
| Ontellus 401(k) Plan | Recordxtechnolgies Dba Ontellus | 528 | $17.5M | 01/01/2024 |
| Accuserve Solutions, Inc. Retirement Plan | Accuserve Solutions, Inc. | 500 | $7.2M | 01/01/2024 |
| Thrive Peo 401(k) Plan | Thrive Partners, Llc | 675 | $55.0M | 01/01/2024 |
| Gps Dental 401(k) Plan | Guided Practice Solutions Dental, Llc | 736 | $20.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/06/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $257M (47% of AUM) May 2026
- Transamerica Retirement Solutions, Llc $120M (22% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2026.
View current Form ADV (SEC/IAPD) ↗