AUMdb

Sun Valley Advisory, Llc

State-registered Wealth Manager · Boutique (under $100M) CRD 330092 · Scottsdale, AZ · www.sunvalleywealth.com
☆ Save with Pro ADV data as of Aug 05, 2026
Regulatory AUM
$79.5M
Discretionary
$0
Clients
240
Avg AUM / client
$331K
Accounts
240
Employees
4

AUM over time

$79.5M $79.5M
May 29, 2026 Aug 5, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Aug 05, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 210 $40.6M 51.0%
High net worth individuals 30 $39.0M 49.0%

People (6)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Donald Spini Registered representative Mar 2024 (2y)
Logan Marcus Registered representative Jun 2024 (2y)
Jessi Lee Johnson Registered representative Jun 2024 (2y)
Michael Jonathan Floyd Registered representative Jun 2025 (1y)
Justin Mark Henderson Registered representative Sep 2025 (1y)
Gregory William Halvorson Registered representative Jan 2026 (1y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/29/2026 1.04 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 05, 2026.

View current Form ADV (SEC/IAPD) ↗