Pandi, Llc
- Regulatory AUM
- $1.4B
- Discretionary
- $681M
- Clients
- 17
- Avg AUM / client
- $81.0M
- Accounts
- 115
- Employees
- 20
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 8 | $440M | 31.9% |
| Charitable organizations | Fewer than 5 clients | $668M | 48.5% |
| Corporations and other businesses | 9 | $269M | 19.5% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Barton, Cortney, Patterson | Trustee | Sep 2023 (3y) | GP / trustee / elected manager of Cortney Patterson Barton Revocable Trust (indirect) | |
| Illig, Clifford, Wayne | Trustee | Sep 2023 (3y) | GP / trustee / elected manager of Clifford W. Illig Revocable Trust (indirect) | |
| Patterson, Clay, Allen | Trustee | Sep 2023 (3y) | GP / trustee / elected manager of Clay Allen Patterson Revocable Trust (indirect) | |
| Patterson, William, O'neal | Trustee | Sep 2023 (3y) | GP / trustee / elected manager of Will O'neal Patterson Revocable Trust (indirect) | |
| Smith, Lindsey, Patterson | Trustee | Sep 2023 (3y) | GP / trustee / elected manager of Lindsey Patterson Smith Revocable Trust (indirect) | |
| Evans, Maureen, Mcgannon | Chief Financial Officer | Jan 2024 (3y) | Less than 5% | |
| Heyen, Lauren, Elizabeth | Chief Compliance Officer | Jan 2024 (3y) | Less than 5% | |
| Matthew Gene Ferguson | Chief Executive Officer/Chief Information Officer | CFA | Jan 2024 (3y) | Less than 5% |
| Robert Fitzpatrick Horn | Registered representative | Dec 2025 (1y) | ||
| Sean Michael Kuehl | Registered representative | Feb 2026 (0y) | ||
| Jake Ryan Blum | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Excolo, Llc | Member | Sep 2023 | A | 50% – 75% |
| Tifec, Llc | Member | Sep 2023 | A | 50% – 75% |
| Clifford W. Illig Revocable Trust | Member | Sep 2023 | B | ≈ 37.5% – 75% via Tifec, Llc |
| Will O'neal Patterson Revocable Trust | Member | Sep 2023 | B | ≈ 12.5% – 37.5% via Excolo, Llc |
| Cortney Patterson Barton Revocable Trust | Member | Sep 2023 | B | ≈ 12.5% – 37.5% via Excolo, Llc |
| Clay Allen Patterson Revocable Trust | Member | Sep 2023 | B | ≈ 12.5% – 37.5% via Excolo, Llc |
| Lindsey Patterson Smith Revocable Trust | Member | Sep 2023 | B | ≈ 12.5% – 37.5% via Excolo, Llc |
Estimated effective ownership (look-through of filed bands):
- Clifford W. Illig Revocable Trust: 75% – 100% of Tifec, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Will O'neal Patterson Revocable Trust: 25% – 50% of Excolo, Llc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
- Cortney Patterson Barton Revocable Trust: 25% – 50% of Excolo, Llc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
- Clay Allen Patterson Revocable Trust: 25% – 50% of Excolo, Llc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
- Lindsey Patterson Smith Revocable Trust: 25% – 50% of Excolo, Llc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- J.P. Morgan $1.3B (95% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗