Fundamental Investment Services, Llc
- Regulatory AUM
- $12.2M
- Discretionary
- $12.2M
- Clients
- 1
- Avg AUM / client
- $12.2M
- Accounts
- 1
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Jun 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 1 | $12.2M | 100.0% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $33.8M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Hades Receivables Finance Fund Sp | Securitized Asset Fund | Cayman Islands | $18.3M | 15 |
| Hades Leveraged Receivables Finance Fund Sp | Securitized Asset Fund | Cayman Islands | $15.5M | 15 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gustavo A. Cano | Member | CFA | May 2019 (7y) | ≈ 56.25% – 100% via Platform Fl, Llc |
| Jose A Santamaria | Chief Investment Officer | Jan 2024 (3y) | Less than 5% | |
| Carlos Javier Gonzalez | Chief Compliance Officer | Mar 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Platform Fl, Llc | Owner | May 2019 | A | 75% or more |
Estimated effective ownership (look-through of filed bands):
- Gustavo A. Cano: 75% – 100% of Platform Fl, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $33.8M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Hades Receivables Finance Fund Sp | Securitized Asset Fund | $18.3M | $100K | 15 |
| Hades Leveraged Receivables Finance Fund Sp | Securitized Asset Fund | $15.5M | $100K | 15 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/23/2026 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 23, 2026.
View current Form ADV (SEC/IAPD) ↗