AUMdb

Zega Investments, Llc

SEC-registered Investment Adviser · Small ($100M–$1B) CRD 330428 · SEC file 801-130244 · Palm Beach Gardens, FL · luckinbillfinancial.com
☆ Save with Pro ADV data as of Mar 27, 2026
Regulatory AUM
$614M
Discretionary
$614M
Clients
224
Avg AUM / client
$2.7M
Accounts
1,315
Employees
10

AUM over time

$508M $614M
Aug 2024 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 27, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 139 $41.8M 6.8%
High net worth individuals 58 $90.4M 14.7%
Other investment advisers 27 $482M 78.5%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Schwabplan Retirement Savings And Investment Plan The Charles Schwab Corporation 2024

People (8)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
John Alexander Pestrichelli Chief Executive Officer Mar 2011 (15y) 75% or more
Mcdevitt, John, Thomas Chief Compliance Officer May 2024 (2y) Less than 5%
Mcgrath, Michael, Sean Chief Operating Officer May 2024 (2y) Less than 5%
Derek Brian Moore Registered representative Aug 2024 (2y)
Kenneth Blaine Luckinbill Registered representative Aug 2024 (2y)
Michael Waldorf Puck Registered representative Sep 2024 (2y)
Michael Alan Snyder Registered representative Jul 2025 (1y)
Makai Florante Elep Registered representative Oct 2025 (1y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Schwabplan Retirement Savings And Investment Plan The Charles Schwab Corporation 32,145 $8.9B 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/27/2026 1.02 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.

View current Form ADV (SEC/IAPD) ↗