Pine Valley Capital Partners Llc
- Regulatory AUM
- $870M
- Discretionary
- $644M
- Clients
- 12
- Avg AUM / client
- $72.5M
- Accounts
- 12
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 8 | $644M | 74.1% |
| Charitable organizations | 1 | $69.4M | 7.99% |
| Other | 3 | $156M | 17.9% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $25.3M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Pine Valley Capital Partners Spv Iv, Lp | Other Private Fund | Delaware | $14.6M | 5 |
| Pine Valley Capital Partners Spv Iii, Lp | Other Private Fund | Delaware | $10.8M | 20 |
| Pine Valley Capital Partners Fund I Lp | Other Private Fund | Delaware | $0 | 1 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stephen, James, Ryan | Managing Partner | Oct 2020 (6y) | 50% – 75% | |
| Vinson, Sam, Tyler | Managing Partner | Oct 2020 (6y) | 50% – 75% | |
| Ralston, Leanne, Michelle | Chief Compliance Officer | Jan 2024 (3y) | Less than 5% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $25.3M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Pine Valley Capital Partners Spv Iv, Lp | Other Private Fund | $14.6M | $0 | 5 |
| Pine Valley Capital Partners Spv Iii, Lp | Other Private Fund | $10.8M | $0 | 20 |
| Pine Valley Capital Partners Fund I Lp | Other Private Fund | $0 | $5.0M | 1 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 2.47 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗