Little River Capital Partners, Lp.
- Regulatory AUM
- $160M
- Discretionary
- $160M
- Clients
- 1
- Avg AUM / client
- $160M
- Accounts
- 6
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | Fewer than 5 clients | $188K | 0.12% |
| Pooled investment vehicles (non-investment companies) | 1 | $4.2M | 2.63% |
| Other investment advisers | Fewer than 5 clients | $156M | 97.2% |
| Corporations and other businesses | Fewer than 5 clients | $50.9K | 0.03% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hoching Ii, Joseph, Toloai | Managing Member | Mar 2024 (2y) | ≈ 3.75% – 10% via Modern Capital International, Llc | |
| Smith, Lance, Martin | Chief Investment Officer | Mar 2024 (2y) | 25% – 50% | |
| Tuohy, John, Patrick | Chief Compliance Officer | Mar 2024 (2y) | 25% – 50% | |
| Kyle Alexander Bishop | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Little River Capital Gp, Llc | General Partner | Apr 2024 | A | 75% or more |
| Modern Capital International, Llc | General Partner | Apr 2024 | A | 5% – 10% |
Estimated effective ownership (look-through of filed bands):
- Hoching Ii, Joseph, Toloai: 75% – 100% of Modern Capital International, Llc × 5% – 10% direct ≈ 3.75% – 10% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/05/2026 | 1.33 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- TD Ameritrade $156M (97% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 05, 2026.
View current Form ADV (SEC/IAPD) ↗