AUMdb

Alteri Wealth Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 331100 · SEC file 801-130234 · Westlake Village, CA · www.linkedin.com
☆ Save with Pro ADV data as of Jun 24, 2026
Regulatory AUM
$566M
Discretionary
$543M
Clients
350
Avg AUM / client
$1.6M
Accounts
1,344
Employees
7

AUM over time

$0 $771M
Dec 2023 Jun 2026

Annual snapshots from Form ADV filings · as of Jun 24, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 308 $303M 53.5%
High net worth individuals 20 $247M 43.7%
Pension and profit sharing plans 5 $4.1M 0.73%
Charitable organizations 2 $1.3M 0.23%
Corporations and other businesses 15 $10.2M 1.81%

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Higgins, Roseann Chief Compliance Officer Apr 2024 (2y) Less than 5%
Alex G Markowitz Founding Member And Manager May 2024 (2y) 25% – 50%
Hoy, Veronica Chief Operating Officer May 2024 (2y) Less than 5%
Michelle R Gruber Founding Member And Manager May 2024 (2y) 25% – 50%
Matthew C Mullaly Registered representative May 2024 (2y)

Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/24/2026 896 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 24, 2026.

View current Form ADV (SEC/IAPD) ↗